Thursday, August 24, 2017

Financial Reporting Environment and GAAP


Financial Reporting Environment and GAAP



The discussion in this area will revolve around what accounting is, who the key parties in the financial reporting process are, the role of generally accepted accounting principles in the preparation of financial statements, and the regulatory environment of financial reporting in the United States. The information being discussed here will be found partly in Chapters 1 and 2.


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Professor LinEmail this Author
2/28/2016 9:30:33 PM

Let me kick off this discussion by asking the question: why do you think financial reporting is important? Furthermore, elaborate a little on why financial reporting is important to a functioning capital market? 


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PaulaCarolina DaSilvaSouzaEmail this Author
2/29/2016 8:04:17 AM

Modified:2/29/2016 8:06 AM

Good Morning, Professor Lin!

Financial Reporting is important to companies involve the disclosure of financial information to managment and the public (if the company is publicly traded) about the company's performance over a specific period of time. It reports information about a business entity, also financial statements measure performance and communicate where a business stands in financial terms.
Financial Reporting helps the companies to make effective decisions concerning the company's objectives and overall strategies, for instance, either invest in or loan money to companies.

Also, financial reporting provides vital information about the financial health and activities of the company to its stakeholders including its shareholders, potential investors, consumers, and government regulators. It's a means of ensuring that the company is being run appropriately.

References:

Harrison, Walter T., Charles Horngren, C. William Thomas. (2013). Financial Accounting, VitalSource for DeVry University, 9th Edition. Pearson Learning Solutions, VitalBook file.

Accounting and Finance Managerial Use and Analysis






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Terrance MannEmail this Author
2/29/2016 9:56:44 AM

Professor Lin: Financial reporting is important to provide relevant and accurate data for investors and creditors. In capital markets, accurate data is critical for investors making long-term decisions. Financial reports allow estimation of future performance which builds confidence and certainty.

Discussion Post:
Accounting is a performance metric for businesses relying on reports and financial or income statements to communicate to investors and decision-makers financial strengths or weaknesses. The important data points are revenue and gains; and, expenses and losses. Examples presented in the text of key parties involved are: Individuals, Investors and Creditors, Regulatory Bodies and Non-Profit Organizations (Harrison, Horngren & Thomas, 2013).
The role of the Generally Accepted Accounting Principles (GAAP) is to create standardized reporting and disclosure data for companies, or entities that may invest or lend to the company.  The policies and requirements of GAAP are established by the Financial Accounting Standards Board (FASB).  The U.S. Securities Exchange Commission (SEC) oversees GAAP practices. Standardization is important because global businesses may have different reporting requirements. This places extra costs on companies to create comparative reports.  To address this issue, the International Accounting Standards Board (IASB) created International Financial Reporting Standards (IFRS) to maintain consistency and reduce costs. One difference between the GAAP and IFRS are that the GAAP is rules-based, while IFRS allows judgment to be used in determining data reported.  Another difference is IFRS uses fair-value for assets, while GAAP uses historical cost for assets (Harrison et al, 2013).

TM

Reference:

Harrison, Walter T., Horngren, C. T., Thomas, C. (. (02/2013). Financial Accounting, VitalSource for DeVry University, 9th Edition. [VitalSource Bookshelf Online]. Retrieved from https://devry.vitalsource.com/#/books/9781269196536/


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Chimere HarrisEmail this Author
2/29/2016 3:13:31 PM

Outside of the obvious idea of the business keeping an accurate record of their financial transactions, it is also important for those invested in the company to measure the health of their investment. Financial reporting presents the standing of the company to investors (think: board members) who tend to make decisions for the company based on what they see. Reporting is important for the capital market because it allows for decisions to be made in that arena as well. Primary markets, which is included in capital markets, cover things such as stocks and bonds. If financial reporting is not produced, it would be extremely difficult to issue such things. 


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Folanda SpencerEmail this Author
3/2/2016 6:11:39 PM

Financial reporting is important as it helps to determine the financial health of a company.  Without financial reporting there is little evidence of the big picture and the net worth of any business.  This is important when trying to retain loans, build the business and create confidence in all of the shareholders and employees that work within the organization. In a capital market, long term investments are made based on the financial health of companies as well.  So its imperative that the clear financial picture is reported so consumers and investors can make informed decisions.

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Lea DozierEmail this Author
3/2/2016 8:04:21 PM

Financial reporting is a requirement for business entities to report the results of their fiscal transactions. It is important because society needs transparency in order to know the financial health of a company.  Financial reporting is vital to a capital market because capital markets enhance economic performance.  In fact, well-functioning markets can produce a number of benefits to include:  fostering stability, providing access to financial services and developing economies by offering greater employment opportunities.  
Financial accounting is good for accountability; annual disclosures are presented on financial statements thereby giving an accurate picture of a company’s activities.

References
Harrison, Horngren, Thomas, 2013, p 4.

Dudley and Hubbard, 2004, Global Markets Institute.  How capital markets enhance economic performance and facilitate job creation.  Retrieved from
https://www0.gsb.columbia.edu/faculty/ghubbard/Articles%20for%20Web%20Site/How%20Capital%20Markets%20Enhance%20Economic%20Performance%20and%20Facilit.pdf
Global Credit Research, 20 May 2014, Moody's Investors Service: Well-functioning capital markets important to economic growth.  Retrieved from https://www.moodys.com/research/Moodys-Well-functioning-capital-markets-important-to-economic-growth--PR_299753


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Bekzod RakhmonovEmail this Author
3/4/2016 10:38:00 AM

Financial reports basically give important information that the customers and employees need to know about the business they are dealing with. Financial reports are statements that indicates the results of operations of the business, employees are interested in knowing these information so that when they ask their boss for a raise they cannot accept a NO answer because the financial reports show it can. Financial reports are statements showing the status of the business which means if it has much debts than what they own. Consumers as well would like to know which company will last for long time and will want to patronize base on their status in the economy.


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Yvonne MartinezEmail this Author
3/6/2016 6:52:38 AM

Hi Bekzod, agreed. It is also important for employees to know the company's financial standing so they know the stability of their employment.  I do think it's a bit harder for employees to argue that their need for for a raise is due to the financial standing of the company because most employees are unaware of future investments and the money normally follows a budget. Normally a set amount goes to rewards and raises. 

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Shaton RobinsonEmail this Author
3/3/2016 9:47:05 AM

Financial reporting’s overall objective is to provide financial information about the reporting organization which is useful to (potential) investors, lenders, and other creditors in decision making.  The volume of reporting is contingent upon the size or the organization and industry.  Financial reporting should provide information about the economic resources of an enterprise; the claims to those resources; and the effects of transactions, events, and circumstances that cause changes in resources and claims to those resources (Spiceland, Sepe, & Tomassini, 2016).

References
Spiceland, D., Sepe, J. F., & Tomassini, L. A. (2016). Objectives of Financial Reporting. Retrieved from Intermediate Accounting, 4/e: http://highered.mheducation.com/sites/0072994029/student_view0/ebook/chapter1/chbody1/objectives_of_financial_reporting.html




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Bekzod RakhmonovEmail this Author
3/4/2016 10:37:36 AM

Actually financial statements is very important for too many parties inside and outside . like investors have to know the financial situation and the growth of the company before they make and decisions . customers for example wont buy electronic device with warranty for 2 years unless this company is in good situation to continue for more than 2 years . financial statements is important for government to get taxes . finally if you work for a company that doesn't make enough return on investment . then better look for another job

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Michelle GoodwinEmail this Author
2/29/2016 2:27:39 PM

Financial reporting is important because it holds organizations accountable to comply with applicable regulations (in the capital market or any marketplace) and should be developed with high quality data in order to serve the needs of investors or other financial users.  These needs can include understanding any material risks that could impact a company’s financial condition, operational results, or other pertinent information essential in making an informed decision regarding whether or not to invest in a company.  
Reference
Attmore, R. H. (2013). The Continuing Importance of Financial Reporting. Journal of Government Financial Management, 8-10.


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Bree MooreEmail this Author
3/6/2016 5:34:18 PM

Michelle,
I like your definition, but can information about a company's financial condition be used for other decisions than investing? How is fanatical reports used in the government? 

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Donna CarrollEmail this Author
2/29/2016 2:50:13 PM

In a profit from entity the financial statements the key parties in the financial reporting process is managers, investors, creditors, and regulatory agencies.  Managers use this information to analysis the organizations performance in key areas such as product line performance.  The managers would review the sales versus the cost of goods to see if target and objectives are being met as compare to budgeted.  Investors and creditors use the financial statements to make decisions as to whether they should invest or loan funds to the organization.
The objective of generally accepted accounting principles (GAAP) developed by FASB was to reflect financial information in useful for decision making to decision makers.  The information should be relevant and faithful representation of the entities operations.  Relevant information should have predictive, confirming value, and material so that users may make informed decisions regarding the organization.  Faithful representation of the information means that the information is complete, free of material error or bias, and should be reliable. 
The practice of implementing GAAP on financial reporting ensures that organizations utilize the same standards when producing financial statements and are consistent in the application of these standards.


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Bekzod RakhmonovEmail this Author
3/4/2016 10:38:54 AM

The objective of general purpose financial reporting is to provide financial information about the reporting entity that is useful to existing and potential investors, lenders and other creditors in making decision about providing resources to the entity.



The Framework 2013 identifies two fundamental qualitative characteristics of useful financial information: relevance and faithful representation. In order to be useful, financial information must be both relevant and faithfully represented. Comparability, verifiability, timeliness and understandability are identified as enhancing qualitative characteristics.


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Donna CarrollEmail this Author
3/6/2016 3:42:03 PM

Yes, Relevance and reliability are core to the issuance of financial statements.  Materiality should be considered.  If the information would is to small to change the reader decision, judgments or estimates maybe considered acceptable in the use of preparing the statements.   
"Relevance and reliability are the two primary qualities that make accounting information useful for decision making. Subject to constraints imposed by cost and materiality, increased relevance and increased reliability are the characteristics that make information a more desirable commodity—that is, one useful in making decisions. If either of those qualities is completely missing, the information will not be useful. Though, ideally, the choice of an accounting alternative should produce information that is both more reliable and more relevant, it may be necessary to sacrifice some of one quality for a gain in another. To be relevant, information must be timely and it must have predictive value or feedback value or both. To be reliable, information must have representational faithfulness and it must be verifiable and neutral. Comparability, which includes consistency, is a secondary quality that interacts with relevance and reliability to contribute to the usefulness of information. Two constraints are included in the hierarchy, both primarily quantitative in character. Information can be useful and yet be too costly to justify providing it. To be useful and worth providing, the benefits of information should exceed its cost. All of the qualities of information shown are subject to a materiality threshold, and that is also shown as a constraint."
blobcol=urldata&blobtable=MungoBlobs&blobkey=id&blobwhere=1175820900526&blobheader=application%2Fpdf

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Achu Cynthia Ngwe MukumEmail this Author
2/29/2016 9:19:20 PM

Hi Professor and Class,

The Generally Accepted Accounting Principles are a set of rules and practices that the accounting profession recognizes as a general guide for financial reporting purposes that has substantial authoritative support.  GAAP are used to prepare, present and report financial statements for publicly traded and privately held companies, nonprofit entities and federal and state governments in the United States.

They impacted financial reporting for U.S. corporations by setting establishing a format for how and what corporations needed to report in their financial statements. GAAP makes a company's financials comparable and understandable in terms of other companies.  It makes it so that investors, creditors and others can make rational investment, credit and other financial decisions. GAAP requires that the information contained in them be useful and helpful to users.  It also requires that information on financial statements to be relevant, reliable, comparable and consistent.

Kimmel. Financial Accounting, 6th Edition.Bookshelf. Web. 04 March 2013 <http://devry.vitalsource.com/books/9781118233634>



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Michelle GoodwinEmail this Author
3/1/2016 10:20:42 PM

Hi Cynthia,
In addition to the Generally Accepted Accounting Principles, Public Law 107-204, also known as the Sarbanes-Oxley Act of 2002 was created to protect investors from fraudulent accounting activities reported by corporations. In an attempt to restore the confidence of investors, the Sarbanes-Oxley Act mandates and focuses on the creation of “…a public-company-accounting-oversight board, revising auditor independence rules, revising corporate governance standards and significantly increasing the criminal penalties for violations of securities laws” (Miller & Pashkoff, 2002).    
There are many provisions within the Sarbanes-Oxley Act. However two key provisions are:
Section 302: Corporate Responsibility of Financial Reports: A mandate that requires senior management to certify the accuracy of the reported financial statement.
Section 404: Management Assessment of Internal Controls: A requirement that management and auditors establish internal controls and reporting methods on the adequacy of those controls.

References:
Congress, 1. (2016, March 1). The Library of Congress. Retrieved from Browse Public Laws: http://thomas.loc.gov/home/LegislativeData.php?&n=PublicLaws&c=107
Miller, R. I., & Pashkoff, P. H. (2002, October 1). Regulations Under the Sarbanes-Oxley Act. Retrieved from Journal of Accounting : http://www.journalofaccountancy.com/issues/2002/oct/regulationsunderthesarbanesoxleyact.html


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Terrance MannEmail this Author
3/2/2016 12:18:47 PM

Good afternoon Michelle and Cynthia,
Thank you for your posts on regulatory environments. The information made me look for other examples of regulatory environments affect on companies.  In addition to compliance and providing accurate information for decision-makers, regulations can shape the manner in which a company conducts and reports its business transactions.

A recent study on earning management compares reporting standards between the Generally Accepted Accounting Principles (GAAP) and the International Financial Reporting Standards (IFRS).  The study examines the differences and the impact on real versus accrual earnings management. The GAAP has more stringent reporting requirements relying on real earnings management and IFRS uses accrual management. The focus of the study is the impact regulatory environments have in shaping whether or not companies report accrual or real earnings (Evans, Houston, Peters & Pratt, 2015).

 TM

Reference:


Evans, M. E., Houston, R. W., Peters, M. F., & Pratt, J. H. (2015). Reporting regulatory environments and earning management: U.S. and non-U.S. firms using U.S. GAAP or IFRS. The Accounting Review,90(5), 1969-1994. DOI: 10.2308/accr-5108


(an instructor response)
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Professor LinEmail this Author
3/2/2016 10:04:45 PM

Great find, Let's elaborate a little on the difference between IFRS and US GAAP. Also, what's the current plan with regard to convergence of US GAAP and IFRS? 


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Achu CynthiaNgweMukumEmail this Author
3/3/2016 7:53:22 AM

Hello Prof. Lin,

  The difference between IFRS and US GAAP can be explained under different levels from financial reporting, characteristics of accounting information,elements of financial statement,recognition and measurement basic assumptions, principles and constraints. Below are differences at the level of the objective of financial reporting.

US GAAP
  • To provide information useful for investment and credit decisions.
  • To provide information useful for predicting the amount, timing, and uncertainty of future cash flows to the business.
  • To provide information about economic resources, claims against those resources,and changes in both
IFRS
  • Provide information about the financial position, performance and changes in financial position of an entity that is useful to a wide range of users in making economic decisions.
  • Users are present & potential investors, employees, lenders, suppliers & other trade creditors, customers, governments & their agencies & the general public.


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Terrance MannEmail this Author
3/3/2016 11:45:59 AM

Hello Professor Lin & Cynthia,

Addition to the discussion on the differences and the future, the International Financial Reporting Standards (IFRS) are used globally in approximately 110 countries. The Key differences between IFRS and Generally Accepted Accounting Procedures (GAAP) are that GAAP is ‘rules-based’ and IFRS is ‘principles-based’. Each standard reports differently for Intangibles, Inventory Costs and Write Downs (Nguyen, 2016).

Intangibles (copyright, trademarks…) are calculated at fair value under GAAP, while assets are only counted in IFRS if there is measured reliability and economic gain.  Inventory costs under IFRS  does not allow the accounting practice of  “Last In, First Out” (LIFO) as a method of valuing assets based on the idea the last assets produced or acquired are used, transacted or disposed first.  The GAAP allows LIFO and First In, First Out (FIFO). This is one of the areas where similar practices are needed because of additional costs in recalculating. Finally, Write downs under IFRS can be reversed, while the GAAP does not allow reversal (Nguyen, 2016). 


Since 2002 under the Norwalk Agreement, efforts to converge the IFRS and GAAP have been underway.  The International Accounting Standards Board (IASB) and Financial Accounting Standards Board (FASB) have been working with various regional and governmental entities to standardize both. The agreement included milestones to be met by 2008. Based on the progress of negotiations by 2007, the SEC no longer required non-U.S. companies located in the U.S. to modify their IFRS reports to GAAP standards, if the non-U.S. companies were compliant with IASB standards.  As of 2013, negotiations continue on areas of provisioning (Convergence between IFRS and U.S. GAAP, 2016).


TM


References:



Convergence between IFRS and U.S. GAAP.  (2016, March 3). International Financial Standards Board. Retrieved from  http://www.ifrs.org/use-around-the-world/global-convergence/convergence-with-us-gaap/Pages/convergence-with-us-gaap.aspx


Nguyen, J.  (2016). What are some of the key differences between IFRS and U.S. GAAP?
Investopedia.  Retrieved March 3, 2016 from:  http://www.investopedia.com/ask/answers/09/ifrs-gaap.asp

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Shaton RobinsonEmail this Author
3/4/2016 10:14:07 AM

The International Financial Reporting Standards (IFRS) is an accounting standard used in more than 110 countries has some significant differences from the U.S. Generally Accepted Accounting Principles (GAAP).
The treatment of acquired intangible assets helps illustrate why IFRS is considered to be based off of  if the asset will have a future economic benefit and has measured reliability.   Acquired intangible assets under U.S. GAAP are recognized at fair value.
An intangible asset is not physical in nature. Corporate intellectual property which are items such as patents, trademarks, copyrights, business methodologies.
The IFRS does not allow LIFO method for accounting inventory cost.  Under GAAP either LIFO or FIFO can be used.
IFRS allows that if inventory is written down, the write down can be reversed for future periods only if certain criteria are met.  With the GAAP, once inventory is written down there are no reversal

Nguyen, J. (2016). What are some of the key differences between IFRS and U.S. GAAP? Retrieved from Investopedia: http://www.investopedia.com/ask/answers/09/ifrs-gaap.asp

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PaulaCarolina DaSilvaSouzaEmail this Author
3/5/2016 5:19:31 PM

Good Night, Professor Lin!

International Financial Reporting Standards (IFRS) are accounting rules and guidelines governing the reporting of different types of accounting transactions and events in financial statements. IFRS is important because it provides backbone for integrity and trust in the financial markets. IFRS were established in order to have a common accounting language, so business and accounts can be understood from company and country to country.

IFRS is considered more of a "principles based" accounting standard in contrast to U.S. GAAP which is considered more "rules based." By being more "principles based", IFRS, arguably, represents and captures the economics of a transaction better than U.S. GAAP. Some differences are:

Intangibles: The treatment of acquired intangible assets helps illustrate why IFRS is considered more "principles based." Acquired intangible assets under U.S. GAAP are recognized at fair value, while under IFRS, it is only recognized if the asset will have a future economic benefit and has measured reliability.

Inventory Costs: Under IFRS, the last-in, first-out (LIFO) method for accounting for inventory costs is not allowed. Under U.S. GAAP, either LIFO or first-in, first-out (FIFO) inventory estimates can be used. The move to a single method of inventory costing could lead to enhanced comparability between countries, and remove the need for analysts to adjust LIFO inventories in their comparison analysis.

Write Downs: Under IFRS, if inventory is written down, the write down can be reversed in future periods if specific criteria are met. Under U.S. GAAP, once inventory has been written down, any reversal is prohibited.


Retrieved from:

http://www.investopedia.com/terms/i/ifrs.asp


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Shaton RobinsonEmail this Author
3/6/2016 12:12:34 PM

Financial reporting communicates information about the financial condition and operational results of a company both public or private, not-for-profit organization, or state or local government. 
The financial position of an organization is reported with is on the balance sheet and the statement of net position as well as the results of the operations which reports the statement of revenue, expenses and changes in net position, statement of comprehensive income etc. as well as disclosures.
GAAP is grounded on proven concepts, objectives, standards and settlements that have evolved over time to guide how financial statements are prepared and presented.  GAAP principles are recognitions, measurement, presentation, and disclosure.
References
About GAAP. (2016). Retrieved from Accounting Foundation: http://www.accountingfoundation.org/cs/ContentServer?c=Page&pagename=Foundation%2FPage%2FFAFBridgePage&cid=1176164538898#section_2





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Folanda SpencerEmail this Author
3/6/2016 8:22:33 PM

Great Post PaulaCarolina,
In addition to what you have stated her another major difference is the fact that IFRS does not consider losses, gains or comprehensive income and in reference to the objectives of the financial statements, IFRS does not dial down information to tailor it to businesses and non business entities, while GAAP distinguishes between the objectives for business entities and non business entities. I think both are important specifically IFRS on an international level.

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Donna CarrollEmail this Author
3/3/2016 8:27:56 PM

In February 2016 the IASB released their changes in disclosure in leasing standards.  IFRS 16 Leases was a major revision in the way companies represent leases in the financial statements.  The prior standard made it difficult for people to see an accurate reflection of the organization lease obligations.  Per Accounting Today “Listed companies using IFRS or U.S. GAAP are estimated to have approxoimately $3.3 trillion of lease commitments, over 85 percent of which do not appear on their balance sheets. Leases to date have been categorized as either "finance leases" (which are reported on the balance sheet) or "operating leases" (which are disclosed only in the notes to the financial statements).”  This did not give an accurate picture for investor comparison and required readers of the statement to calculate off balance sheet obligations.  With the adoption of IFRS 16 all leases to be reported on an organization’s balance sheet as an assets and corresponding liability.

Also in February, FASB released its standard of reporting for leases.  Based on an article in Accounting today the standard is “Under the new guidance, a lessee will be required to recognize assets and liabilities for leases with lease terms of more than 12 months.”

Cohn,. (2016). FASB Releases Lease Accounting Standard. Accounting Today News. Retrieved 4 March 2016, from http://www.accountingtoday.com/news/audit-accounting/fasb-releases-lease-accounting-standard-77301-1.html
Cohn,. (2016). IASB Releases Lease Accounting Standard. Accounting Today News. Retrieved 4 March 2016, from http://www.accountingtoday.com/news/audit-accounting/iasb-releases-lease-accounting-standard-76939-1.html


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Achu CynthiaNgweMukumEmail this Author
3/5/2016 2:59:35 PM

Hello Carroll

In the same trend,the FASB Interpretation No. 48, also known as FIN 48, addresses the problem of uncertainty in recording the benefits of a tax position on financial statements. The interpretation promotes consistency in handling uncertain tax positions that might be affected by future IRS decisions, which can increase or decrease assets or liabilities. Uncertainty for a company that relies on payment of rent for cash flow and valuation of assets might be whether tenants will pay rent and if property remains fully leased. Uncertainty affects determinations of the value of your company’s tangible assets, such as property or equipment. Future liabilities and credits affect the valuation of company assets. Adopting accounting standards for uncertainty, some of which are required by the IRS, helps resolve some of these issues. For instance, FIN 48 instructs companies to use a two-step process to determine whether the IRS is more likely than not to rule favorably on the company’s tax position and how much financial benefit the company is likely to receive. Companies can use forecasting to predict and measure the impact of uncertainty. Some companies use forecasting to factor in the future impact of uncertainties, such as the economy, government policy changes, population shifts and the cost of materials. An auditor can review financial statements and assess the information provided, including recognition and disclosure of uncertainty.

http://smallbusiness.chron.com/accounting-definition-uncertainty-39066.html


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Lea DozierEmail this Author
3/3/2016 9:16:27 PM

Michelle,

If I may elaborate further on internal controls, the Sarbanes-Oxley Act enhanced financial reporting integrity by replacing self-regulation and mandating auditor independence requirements.  Auditors must examine financial statements and express an opinion that conveys reasonable assurance as to the truth and fairness of those statements.[1]
An unqualified opinion is an independent auditor's judgment that a company's financial records and statements are fairly and appropriately presented, and in accordance with Generally Accepted Accounting Principles (GAAP).[2]


[1] Paulson, Henry.  17 May 2007.  The key test of accurate financial reporting is trust.  Financial Times Management. 
[2] http://www.investopedia.com/terms/u/unqualified-opinion.asp

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Nasreen AkhtarEmail this Author
3/2/2016 1:26:35 PM

Hi everyone

GAAP is set of rules or guide lines that are followed Globally. Although Many Developed countries are either following them or Creating their own Guideline based on GAAP. Gaap is generally the guidelines or Procedure for recording financial statement such as company's reconciliation statement which shows the actual cash in hand or in the bank statement would show otherwise. it is not a law but companies are to Use GAAP to make their Financial Statements. It shows the actual Standard of the company. GAAP provide Information that is useful to investors ,leader or other that provide resources to a company or non-profit organization. The record of Asset, Liabilities, Revenues and expenses done in GAAP give the picture what investors , creditor want to see to make decision. US public markets are required to file financial reports with the Securities and Exchange Commision (SEC)or state regulatory agency that follow GAAP.Preparing  a finance statement in compliance with GAAP establishes greater accountability and transparency between a goverment and its citizens ,investor ,creditors and oversight bodies.


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Bekzod RakhmonovEmail this Author
3/4/2016 10:28:55 AM

Yes, the GAAP is a set of guidelines that accountants and financiers use to prepare, present, and report the statements and numbers for everyone. My mother is an Accountant and she goes by these rules all the time. They can be different for certain countries but overall they are generally accepted by everyone because they work well and are easy to understand under our confusing tax codes. 

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PaulaCarolina DaSilvaSouzaEmail this Author
3/2/2016 8:23:29 PM

Generally Accepted Accounting Principles (GAAP) refers to a specific set of guidelines that have been established to help publicly-traded companies create their financial statements. Publicly-traded companies are companies that have made stock in their organization available for sale to the public. GAAP has 10 basic accounting principles. They are:
  • Economic Entity Assumption: It means that any activities of a business must be kept separate from the activities of the business owner.
  • Monetary Unit Assumption: It means that only activities that can be expressed in dollar amounts can be included in accounting records.
  • Time Period Assumption: It means that business activities can be reported in distinct time intervals. These intervals may be in weeks, months, quarters, or in a fiscal year. Whatever the time period is, it must be identified in the financial statement dates.
  • Cost Principle: Refers to the historical cost of an item that is reported on the financial statements. Historical cost is the amount of money that was paid for an item when purchased and is not changed to account for inflation.
  • Full Disclosure Principle: It means that all information that is relative to the business be reported either in the content of the financial statements or in the notes to the financial statements.
  • Going Concern Principle: Refers to the intent of a business to continue operations into the foreseeable future and not to liquidate the business.
  • Matching Principle: Refers to the manner in which a business reports income and expenses. This principle requires that businesses use the accrual form of accounting and match business income to business expenses in a given time period. For example, a sales expense should be recorded in the same accounting period that sales income was made.
  • Revenue Recognition Principle: It addresses the manner in which revenue, or income, is recognized. This standard requires that revenue be reported on the income statement in the period in which it is earned.
  • Materiality: Refers to the measure of importance of a misstatement in accounting records. For example, if the price of an asset is understated by $10.00, will that misstatement have enough effect on the financial statements to matter? This is a gray area in accounting standards that requires professional judgment to be used.
  • Conservatism: Conservatism is the principle that calls for potential expenses and liabilities to be recognized immediately if you are unsure whether they will actually occur or not, but potential revenue not to be recognized until it is actually received.


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Bekzod RakhmonovEmail this Author
3/4/2016 10:09:00 AM

GAAP are imposed on companies so that investors have a minimum level of consistency in the financial statements they use when analyzing companies for investment purposes. GAAP cover such things as revenue recognition, balance sheet item classification and outstanding share measurements. Companies are expected to follow GAAP rules when reporting their financial data via financial statements. If a financial statement is not prepared using GAAP principles, be very wary!



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Chasity CookEmail this Author
3/3/2016 3:44:34 PM

The purpose of financial reporting is to provide the information to the public, government, and employees as to how much money is being made or lack thereof. It is important that this information is shared because it stops things such as fraud, and irresponsibility. It also informs people who invest in your business how the money that they gave is being spent and if it is reaping any profit. Financial reporting is important to a functioning organization because it primarily handles long term investments. If no accurate financial reporting is made it can make it difficult to persuade more investors and or keep the ones a company already has.


(an instructor response)
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Professor LinEmail this Author
3/3/2016 9:53:01 PM

To go along with that, financial reporting provides valuable information to the stakeholders of the organizations. Can you give examples of informational needs of certain organizations, i.e. publicly traded companies, private equity firm, the federal government, etc. 


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Yvonne MartinezEmail this Author
3/4/2016 6:25:08 PM

I didn't know the answer to this but when I looked it up it seems this information makes sense:
1.    Suppliers and trade creditors are interested in information that will help them determine whether the amounts owing to them will be paid on time.
2.    Lenders – want information that will enable them to decide whether their loans will be paid when due, and whether or not to issue new loans to the entity.
3.    Investors – who supply risk capital in the form of funding, this group are concerned with the risk inherent in, and the return provided by their investments
4.    Customers will be interested in the continuance of the entity, especially if they depend on it themselves.
5.    Employees – wish to know about the stability and profitability of their employers. This may give them confidence about their jobs and could be used to discuss salary and conditions of employment.
6.    The Government and government agencies are interested in the allocation of resources and the activities of the entities in general.
7.    The General public may be affected by an entity in a number of different ways, especially how an entity may contribute to the local economy.


http://www.charterededucation.com/ifrs/7-users-of-financial-statements-their-information-needs-for-acca-f7/


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Folanda SpencerEmail this Author
3/5/2016 2:30:20 PM

Sir,  a great example of why publicly traded companies must have appropriate financial reporting is the gray fall of GM motors back in 2008. The federal government has a vested interest in  financial stability of such a large company as it can affect the economy and ultimately turn to the government for a bail out. Stakeholders also need to know so they can make wise investment decisions. 

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Bree MooreEmail this Author
3/5/2016 6:32:22 PM

For publicly traded companies annual reports are important. This report includes the company’s audited annual financial statements and a discussion of the company’s business results. Private equity firms include cash flow statement, statement of assets and liabilities, and investments. Government financial reports include budget and actual.  


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Lea DozierEmail this Author
3/5/2016 7:58:02 PM

However, reporting for private companies is not as frequent as it is for public companies.  Public companies report on a quarterly basis whereas private companies on an annual basis.  Still, accounting is an important function and businesses must disclose relevant information on their financial statements.  This information is necessary in order for stakeholders to make informed business decisions for the welfare of the company.
For example:
·         Government entities need financial statements to ascertain the propriety and accuracy of taxes and other duties declared and paid by a company.
·         Vendors, who extend a line of credit to a business, require financial statements to assess the creditworthiness of the business.

Source: Boundless. “Uses of Financial Reports.” Boundless Accounting. Boundless, 21 Jul. 2015. Retrieved 06 Mar. 2016 from https://www.boundless.com/accounting/textbooks/boundless-accounting-textbook/introduction-to-accounting-1/what-is-accounting-17/uses-of-financial-reports-112-6832/

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Chasity CookEmail this Author
3/6/2016 9:25:32 PM

An example would be a non profit. while its not support by government funds, organizations that provide grants or give big donations need to be able to see if funds were allocated properly.

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Bekzod RakhmonovEmail this Author
3/4/2016 10:07:18 AM

The Financial Reporting Environment is a private entity but has to go through the U.S. Securities and Exchanges Commission for an approval. The two most important criterias of the Financial Reporting Process is Relevance and Reliability which has to be use on time before it loses its value. The Role of GAAP allow companies to report transactions and to compare financial statements among companies.


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Yvonne MartinezEmail this Author
3/4/2016 6:16:00 PM

Financial reporting is important for the company to understand how well it is doing.  With this information they can make decisions such as investments or reducing if needed.  Financial reporting also keeps companies accountable to shareholders.   

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Bree MooreEmail this Author
3/4/2016 7:24:26 PM

I think the Accounting Coach gives the best definition of GAAP, which is an acronym for generally accepted accounting principles. In the U.S. that mean the basic accounting principles and guidelines such as the cost principle, matching principle, full disclosure, etc.,the detailed standards and other rules issued by the Financial Accounting Standards Board (FASB) and its predecessor the Accounting Principles Board, and generally accepted industry practices.


 
Accountingcoach.com


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Nasreen AkhtarEmail this Author
3/5/2016 9:28:46 AM

At the conceptually level, IFRS is considered more of a "principles based" accounting standard in contrast to U.S. GAAP which is considered more "rules based." By being more "principles based", IFRS, arguably, represents and captures the economics of a transaction better than U.S. GAAP. Some of differences between the two accounting frameworks are highlighted below:

Intangibles

Acquired intangible assets under U.S. GAAP are recognized at fair value, while under IFRS, it is only recognized if the asset will have a future economic benefit and has measured reliability. Intangible assets are things like R&D and advertising costs.

Inventory Costs
Under IFRS, the last-in, first-out (LIFO) method for accounting for inventory costs is not allowed. Under U.S. GAAP, either LIFO or first-in, first-out (FIFO) inventory estimates can be used.


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Nasreen AkhtarEmail this Author
3/5/2016 9:32:02 AM

Under IFRS, if inventory is written down, the write down can be reversed in future periods if specific criteria are met. Under U.S. GAAP, once inventory has been written down, any reversal is prohibited.

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Nasreen AkhtarEmail this Author
3/5/2016 9:33:44 AM

Many of the world’s capital markets now require IFRS, or some form thereof, for financial statements of public-interest entities. The remaining major capital markets without an IFRS mandate are:

•              The US, with no current plans to change

•              Japan, where voluntary adoption is allowed, but no mandatory transition date has been established

•              India, where regulatory authorities have made public statements about the intention to adopt from 2016-2017

•              China, which intends to fully converge at some undefined future date


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Michelle GoodwinEmail this Author
3/5/2016 9:47:07 AM

Modified:3/5/2016 9:50 AM

To further my explanation on financial reporting, one set of applicable standards (which include specific rules and applications) that publicly traded companies are required to use to develop their financial statements is the Generally Accepted Accounting Principles (GAAP). The GAAP, generated by the Financial Accounting Standards Board, set presidents over the way companies develop their financial statements for consistency and accuracy purposes. The GAAP also assists investors with comparing the financial statements of various companies and helps them to make decision regarding the potential growth of a company for investment purposes.
References
What are Generally Accepted Accounting Principles. (2016, March 4). Retrieved from Investopedia: http://www.investopedia.com/terms/g/gaap.asp

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